SEC Form 4 · accession 0001437749-15-005798
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 19, 2015 | A | 1,634 | $0.00 | A | 91,614 | D | |
| Common Stock | holding | — | — | — | 9,800 | I | By spouse | |
| Common Stock | holding | — | — | — | 59,657 | I | Living Trust | |
| Common Stock | holding | — | — | — | 13,390 | I | As custodian for son | |
| Common Stock | holding | — | — | — | 28,096 | I | Partner - Chansons Properties | |
| Common Stock | holding | — | — | — | 200,000 | I | Trustee - WHFC Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.