SEC Form 5 · accession 0001437749-15-002299

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman · Director

Period of report

Dec 31, 2014

Accepted (ET)

Feb 10, 2015 · 6:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 31, 2014	J	1,114	$24.13	A	90,418	I	By ESOP
Common Stock	Mar 13, 2014	J	554	$23.8875	A	1,147,437	I	By spouse
Common Stock	Jun 12, 2014	J	791	$23.4489	A	1,147,437	I	By spouse
Common Stock	Sep 12, 2014	J	745	$24.9758	A	1,147,437	I	By spouse
Common Stock	Dec 12, 2014	J	1,103	$24.1775	A	1,147,437	I	By spouse
Common Stock	holding	—	—		—	378,924	D

No Table II lines on this filing.