SEC Form 5 · accession 0001437749-15-002298

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP, Chief Retail Admin.

Period of report

Dec 31, 2014

Accepted (ET)

Feb 10, 2015 · 6:04 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 13, 2014	J	11	$23.8875	A	29,099	D
Common Stock	Jun 12, 2014	J	16	$23.4489	A	29,099	D
Common Stock	Sep 12, 2014	J	15	$24.9758	A	29,099	D
Common Stock	Dec 12, 2014	J	22	$24.1775	A	29,099	D
Common Stock	Dec 31, 2014	J	210	$24.13	A	17,036	I	By ESOP

No Table II lines on this filing.