SEC Form 5 · accession 0001437749-15-002297
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heng W Chen
Officer — EVP/CFO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2014 | J | 21 | $23.8875 | A | 60,694 | D | |
| Common Stock | Jun 12, 2014 | J | 30 | $23.4489 | A | 60,694 | D | |
| Common Stock | Sep 12, 2014 | J | 28 | $24.9758 | A | 60,694 | D | |
| Common Stock | Dec 12, 2014 | J | 42 | $24.1775 | A | 60,694 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment.