SEC Form 5 · accession 0001437749-15-002296
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dunson K Cheng
Officer — Chairman, President, & CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 10, 2015 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | J | 0 | $24.13 | A | 102,839 | I | By ESOP |
| Common Stock | holding | — | — | — | 243,907 | D | ||
| Common Stock | holding | — | — | — | 445,577 | I | Husband & Wife Trust | |
| Common Stock | holding | — | — | — | 182,452 | I | Nonmarital Shares Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESOP DR earnings allocation.