SEC Form 4 · accession 0001127602-18-011724
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Hildebrand Roberts
Officer — Director, President & CEO · Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 13, 2018 | F | 2,094 | $61.71 | D | 44,243 | D | |
| Common StockF3 | holding | — | — | — | 127,828 | I | By Esop |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered for taxes due to vesting on March 13, 2018 (initial grant date 3/13/15).
- F2Total adjusted to include dividend equivalents (DEUs: 65 - 7/15/17; 54 - 10/13/17; 50 - 1/12/18) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.
- F3Adjusted to reflect dividends earned under the dividend reinvestment feature of the ESOP Plan since the Reporting Person's last report.