SEC Form 4 · accession 0001127602-17-026821
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Richards
Officer — Senior Vice President
Period of report
Sep 1, 2017
Accepted (ET)
Sep 1, 2017 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 1, 2017 | S | 4,000 | $55.50 | D | 25,522 | D | |
| Common StockF3 | holding | — | — | — | 6,147 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold at each separate price within the range.
- F2Total adjusted to include dividend equivalents (DEUs: 14 - 4/14/17; 15 - 7/15/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.
- F3Adjusted to reflect dividends earned under the dividend reinvestment feature of the ESOP Plan since the Reporting Person's last report.