SEC Form 4 · accession 0001127602-17-011884
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Richards
Officer — Senior Vice President
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | F | 415 | $50.82 | D | 20,935 | D | |
| Common StockF2 | Mar 14, 2017 | F | 379 | $50.82 | D | 20,556 | D | |
| Common StockF3 | Mar 14, 2017 | A | 11,408 | $34.77 | A | 31,964 | D | |
| Common StockF4 | Mar 14, 2017 | A | 1,771 | $50.82 | A | 33,735 | D | |
| Common StockF5 | holding | — | — | — | 6,102 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered for taxes due to vesting on March 14, 2017 (initial grant date 3/14/14).
- F2Shares surrendered for taxes due to vesting on March 14, 2017 (initial grant date 3/14/16).
- F3Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest 100% ten days after the date of grant.
- F4Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date.
- F5Previously reported.