SEC Form 4 · accession 0001127602-17-011876
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale A Swanberg
Officer — Senior Vice President
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | F | 262 | $50.82 | D | 2,123 | D | |
| Common StockF1 | Mar 14, 2017 | F | 111 | $50.82 | D | 2,012 | D | |
| Common StockF2,F3 | Mar 14, 2017 | A | 1,771 | $50.82 | A | 3,783 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered for taxes due to vesting on March 14, 2017 (initial grant date 3/14/16).
- F2Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date.
- F3Total adjusted to include dividend equivalents (DEUs: 11 - 1/13/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.