SEC Form 4 · accession 0001127602-17-011684
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurel J Krzeminski
Officer — Executive Vice President & CFO
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2017 | F | 728 | $51.19 | D | 54,854 | D | |
| Common StockF2,F3 | Mar 14, 2017 | S | 3,174 | $50.11 | D | 51,680 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered for taxes due to vesting on March 13, 2017 (initial grant date 3/13/15).
- F2The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold at each separate price within the range.
- F3Total adjusted to include 205 dividends (DEUs: 29 - 4/15/16; 31 - 7/15/16; 28 - 10/14/16; 25 - 1/13/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report, and shares purchased pursuant to the Granite Construction Incorporated 2009 Employee Stock Purchase Program (the "Purchase Plan"), purchases of 53 shares on 5/13/16 and 38 shares on 11/14/16.