SEC Form 4 · accession 0001127602-17-011682
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Richards
Officer — Senior Vice President
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 13, 2017 | F | 513 | $51.19 | D | 21,350 | D | |
| Common StockF3 | holding | — | — | — | 6,102 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered for taxes due to vesting on March 13, 2017 (initial grant date 3/13/15).
- F2Total adjusted to include dividend equivalents (DEUs: 28 - 1/15/16; 21 - 4/15/16; 22 - 7/15/16; 20 - 10/14/16; 18 - 1/13/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.
- F3Adjusted to reflect dividends earned under the dividend reinvestment feature of the ESOP Plan since the Reporting Person's last report.