SEC Form 4 · accession 0001127602-16-066332
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Hildebrand Roberts
Officer — Director, President & CEO · Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 7, 2016 | S | 6,612 | $48.00 | D | 45,270 | D | |
| Common StockF3 | holding | — | — | — | 127,585 | I | By Esop |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold at each separate price within the range.
- F2Total adjusted to include dividend equivalents (DEUs: 92 - 7/15/16; 85 - 10/14/16) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.
- F3Previously reported.