SEC Form 4 · accession 0001127602-16-046384
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Hildebrand Roberts
Officer — Director, President & CEO · Director
Period of report
Mar 13, 2016
Accepted (ET)
Mar 15, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2016 | F | 3,029 | $43.09 | D | 48,279 | D | |
| Common StockF2 | Mar 14, 2016 | A | 26,828 | $35.19 | A | 75,107 | D | |
| Common StockF3 | Mar 14, 2016 | F | 3,238 | $43.12 | D | 71,869 | D | |
| Common StockF4 | Mar 14, 2016 | F | 2,649 | $43.12 | D | 69,493 | D | |
| Common StockF5,F6 | Mar 14, 2016 | A | 15,461 | $43.12 | A | 84,954 | D | |
| Common StockF7 | holding | — | — | — | 127,585 | I | By Esop |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered for taxes due to vesting on March 13, 2016 (initial grant date 3/13/15).
- F2Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest 100% ten days after the date of the grant.
- F3Shares surrendered for taxes due to vesting on March 14, 2016 (initial grant date 3/14/13).
- F4Shares surrendered for taxes due to vesting on March 14, 2016 (initial grant date 3/14/14).
- F5Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date.
- F6Total adjusted to include dividend equivalent units (273 DEUs) credited to the reporting person under the dividend reinvestment feature of the Plan since the Reporting Person's last report.
- F7Previously reported.