SEC Form 4 · accession 0001127602-15-011790
GRANITE CONSTRUCTION INC · GVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin P. Matheson
Officer — Senior, Vice President
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | A | 4,643 | $32.31 | A | 13,905 | D | |
| Common StockF2 | Mar 14, 2015 | F | 115 | $32.31 | D | 13,790 | D | |
| Common StockF2 | Mar 14, 2015 | F | 298 | $32.31 | D | 13,492 | D | |
| Common StockF3 | Mar 14, 2015 | F | 268 | $32.31 | D | 13,224 | D | |
| Common StockF3 | Mar 14, 2015 | F | 100 | $32.31 | D | 13,124 | D | |
| Common StockF4,F5 | Mar 14, 2015 | F | 431 | $32.31 | D | 12,693 | D | |
| Common StockF6 | holding | — | — | — | 81 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date.
- F2Shares surrendered for taxes due to vesting on March 14, 2015 (initial grant date 3/14/12.)
- F3Shares surrendered for taxes due to vesting on March 14, 2015 (initial grant date 3/14/13.)
- F4Shares surrendered for taxes due to vesting on March 14, 2015 (initial grant date 3/14/14.)
- F5Total adjusted to include dividend equivalents (DEUs: 24 - 1/15/14 , 26 - 4/15/14, 27 - 7/15/14, 30 -10/14/14, 25 - 1/15/15) credited to the Reporting Person under the dividend reinvestment feature of the Plan since the Reporting Person's last report.
- F6Previously reported.