SEC Form 4 · accession 0001209191-15-000607
SAFEWAY INC · SWY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arun Sarin
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086144
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Dec 31, 2014 | A | 1,865 | A | — | — | Common Stock | 1,865 | 38,248 | D |
| Phantom Stock UnitsF2 | — | Jan 2, 2015 | A | 250 | A | — | — | Common Stock | 250 | 38,499 | D |
Explanation of responses
- F1The phantom stock units were credited under the Safeway Inc. Directors Deferred Compensation Plan and are to be settled in cash on a 1-for-1 basis upon retirement from the Board or at a permissible future time elected by the director.
- F2As a result of the 01/02/2015 dividend, a dividend equivalent payment was credited to the director's phantom stock unit account in the form of additional units. Phantom stock units are to be settled in cash on a 1-for-1 basis upon retirement from the Board or at a permissible future time elected by the director.