SEC Form 4 · accession 0000086115-18-000089
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Herndon
Officer — SVP & Chief Financial Officer
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2018 | P | 10,000 | $9.44 | A | 28,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $9.41 to $9.50. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.