SEC Form 4 · accession 0000086115-18-000054
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Rosenthal
Director
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | M | 5,000 | $12.2938 | A | 9,156 | D | |
| Common Stock | May 9, 2018 | F | 4,579 | $13.425 | D | 4,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $12.2938 | May 9, 2018 | M | 5,000 | D | May 13, 2011 | May 13, 2018 | Common Stock | 5,000 | 0 | D |