SEC Form 4 · accession 0000086115-17-000095
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Rosenthal
Director
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2017 | M | 4,166 | $10.9403 | A | 7,963 | D | |
| Common Stock | Aug 8, 2017 | F | 3,807 | $11.975 | D | 4,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.9403 | Aug 8, 2017 | M | 4,166 | D | Aug 31, 2010 | Aug 31, 2017 | Common Stock | 4,166 | 0 | D |