SEC Form 4 · accession 0000086115-16-000312
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Zarrilli
Officer — President & CEO · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | P | 500 | $11.834 | A | 9,890 | I | STZ DB Plan |
| Common StockF1 | Oct 31, 2016 | P | 500 | $11.843 | A | 10,390 | I | STZ DB Plan |
| Common Stock | Oct 31, 2016 | P | 1,100 | $11.85 | A | 11,490 | I | STZ DB Plan |
| Common Stock | holding | — | — | — | 102,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $11.825 to $11.85. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.