SEC Form 4 · accession 0000086115-16-000261
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Zarrilli
Officer — President & CEO · Director
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 71 | $7.41 | A | 103,759 | D | |
| Common Stock | Aug 30, 2016 | F | 36 | $14.24 | D | 103,723 | D | |
| Common Stock | holding | — | — | — | 5,490 | I | STZ DB Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.41 | Aug 30, 2016 | M | 71 | D | — | Sep 30, 2016 | Common Stock | 71 | 0 | D |
Explanation of responses
- F1The shares became exercisable on 8/27/2016.