SEC Form 4 · accession 0000086115-16-000219
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Rosenthal
Director
Period of report
Jul 13, 2016
Accepted (ET)
Jul 14, 2016 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2016 | M | 4,166 | $7.14 | A | 6,197 | D | |
| Common Stock | Jul 13, 2016 | F | 2,400 | $12.395 | D | 3,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.14 | Jul 13, 2016 | M | 4,166 | D | Jul 23, 2009 | Jul 23, 2016 | Common Stock | 4,166 | 0 | D |