SEC Form 4 · accession 0000086115-15-000068
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Sisko
Officer — COO, EVP & Managing Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 19, 2015 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 12,500 | $12.636 | A | 86,021 | D | |
| Common Stock | Aug 18, 2015 | F | 8,541 | $18.495 | D | 77,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $12.636 | Aug 18, 2015 | M | 12,500 | D | — | Aug 20, 2015 | Common Stock | 12,500 | 13,610 | D |
Explanation of responses
- F1Option vests 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter.