SEC Form 4 · accession 0000086115-15-000047
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bob Rosenthal
Director
Period of report
Jul 14, 2015
Accepted (ET)
Jul 15, 2015 · 8:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2015 | M | 8,333 | $14.64 | A | 8,333 | D | |
| Common Stock | Jul 14, 2015 | F | 6,302 | $19.3595 | D | 2,031 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $14.64 | Jul 14, 2015 | M | 8,333 | D | — | Jul 25, 2015 | Common Stock | 8,333 | 0 | D |
Explanation of responses
- F1Option vests 25% each year commencing on the first anniversary of the grant date.