SEC Form 4 · accession 0000086115-15-000028
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Mackenzie
Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 22, 2015 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 21, 2015 | M | 4,166 | $15.84 | A | 12,556 | D | |
| Common Stock | Apr 21, 2015 | F | 3,605 | $18.305 | D | 8,951 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.84 | Apr 21, 2015 | M | 4,166 | D | May 24, 2008 | May 24, 2015 | Common Stock | 4,166 | 0 | D |