SEC Form 4 · accession 0000086115-15-000021
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie A Dobson
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | M | 4,166 | $15.84 | A | 20,498 | D | |
| Common Stock | Mar 9, 2015 | M | 4,166 | $7.14 | A | 24,664 | D | |
| Common Stock | Mar 9, 2015 | M | 4,166 | $10.9403 | A | 28,830 | D | |
| Common StockF1 | Mar 9, 2015 | S | 12,498 | $18.26 | D | 16,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.14 | Mar 9, 2015 | M | 4,166 | D | Jul 23, 2009 | Jul 23, 2016 | Common Stock | 4,166 | 0 | D |
| Stock Option (right to buy) | $10.9403 | Mar 9, 2015 | M | 4,166 | D | Aug 31, 2010 | Aug 31, 2017 | Common Stock | 4,166 | 0 | D |
| Stock Option (right to buy) | $15.84 | Mar 9, 2015 | M | 4,166 | D | May 24, 2008 | May 24, 2015 | Common Stock | 4,166 | 0 | D |
Explanation of responses
- F1The price reported is the average sale price for the shares. The shares were sold at prices ranging from $18.13 to $18.38 Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares sold at each separate price.