SEC Form 4 · accession 0000086115-15-000006
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Joseph Roberts
Director
Period of report
Jan 11, 2015
Accepted (ET)
Jan 12, 2015 · 9:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2015 | M | 4,166 | $15.84 | A | 5,166 | D | |
| Common Stock | Jan 11, 2015 | F | 3,438 | $19.199 | D | 1,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.84 | Jan 11, 2015 | M | 4,166 | D | May 24, 2008 | May 24, 2015 | Common Stock | 4,166 | 0 | D |