SEC Form 4 · accession 0000086115-15-000005
SAFEGUARD SCIENTIFICS INC · SFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Messman
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000086115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | M | 4,166 | $15.84 | A | 19,916 | D | |
| Common Stock | Jan 7, 2015 | F | 3,540 | $18.645 | D | 16,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.84 | Jan 7, 2015 | M | 4,166 | D | May 24, 2008 | May 24, 2015 | Common Stock | 4,166 | 0 | D |