SEC Form 4 · accession 0000860748-19-000054
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Boschelli
Officer — SVP & Chief Investment Officer
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 3,750 | $36.17 | A | 18,186 | D | |
| Common StockF1 | Feb 15, 2019 | F | 2,326 | $80.96 | D | 15,860 | D | |
| Common Stock | Feb 15, 2019 | M | 4,691 | $27.71 | A | 20,551 | D | |
| Common StockF1 | Feb 15, 2019 | F | 2,509 | $80.96 | D | 18,042 | D | |
| Common Stock | Feb 15, 2019 | M | 11,085 | $43.30 | A | 29,127 | D | |
| Common StockF1 | Feb 15, 2019 | F | 7,439 | $80.96 | D | 21,688 | D | |
| Common Stock | holding | — | — | — | 702 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $36.17 | Feb 15, 2019 | M | 3,750 | D | — | Feb 4, 2025 | Common Stock | 3,750 | 0 | D |
| Employee Stock OptionF2,F4 | $27.71 | Feb 15, 2019 | M | 4,691 | D | — | Mar 1, 2026 | Common Stock | 4,691 | 4,692 | D |
| Employee Stock OptionF2,F5 | $43.30 | Feb 15, 2019 | M | 11,085 | D | — | Feb 7, 2027 | Common Stock | 11,085 | 11,086 | D |
Explanation of responses
- F1Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.
- F2Option to buy stock with tandem stock appreciation right.
- F3Shares vested in four equal consecutive annual installments beginning 8/4/2015.
- F4Shares vest in four equal consecutive annual installments beginning 9/1/2016.
- F5Shares vest in four equal consecutive annual installments beginning 8/7/2017.