SEC Form 4 · accession 0000860748-19-000045
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. McKinney
Officer — Senior Vice President and CFO
Period of report
Feb 13, 2019
Accepted (ET)
Feb 14, 2019 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 5,038 | $40.20 | A | 22,331 | D | |
| Common Stock | Feb 13, 2019 | F | 3,284 | $80.65 | D | 19,047 | D | |
| Common Stock | Feb 13, 2019 | M | 6,236 | $43.30 | A | 25,283 | D | |
| Common Stock | Feb 13, 2019 | F | 4,194 | $80.65 | D | 21,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $40.20 | Feb 13, 2019 | M | 5,038 | D | — | Nov 17, 2026 | Common Stock | 5,038 | 10,075 | D |
| Employee Stock OptionF2,F4 | $43.30 | Feb 13, 2019 | M | 6,236 | D | — | Feb 7, 2027 | Common Stock | 6,236 | 12,472 | D |
Explanation of responses
- F1Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.
- F2Option to buy stock with tandem stock appreciation right.
- F3Shares vest in four equal consecutive annual installments beginning 05/17/2017.
- F4Shares vest in four equal consecutive annual installments beginning 08/02/2017.