SEC Form 4 · accession 0000860748-18-000119
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Thomas Evans Jr.
Officer — Sr. VP, Sec. & Gen. Counsel
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | G | 10,039 | $0.00 | D | 0 | D | |
| Common Stock | May 9, 2018 | G | 10,039 | $0.00 | A | 30,662 | I | By Trust |
| Common Stock | Aug 21, 2018 | M | 2,661 | $27.71 | A | 2,661 | D | |
| Common StockF1 | Aug 21, 2018 | F | 1,696 | $79.40 | D | 965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $27.71 | Aug 21, 2018 | M | 2,661 | D | Sep 1, 2017 | Mar 1, 2026 | Common Stock | 2,661 | 8,662 | D |
Explanation of responses
- F1Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.
- F2Option to buy stock with tandem stock appreciation right.