SEC Form 4 · accession 0000860748-17-000087
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Thomas Evans Jr.
Officer — Sr. VP, Sec. & Gen. Counsel
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2017 | M | 6,000 | $27.71 | A | 6,136 | D | |
| Common StockF1 | Sep 11, 2017 | F | 4,242 | $48.85 | D | 1,894 | D | |
| Common Stock | Sep 11, 2017 | M | 2,700 | $43.45 | A | 4,594 | D | |
| Common StockF1 | Sep 11, 2017 | F | 2,498 | $48.85 | D | 2,096 | D | |
| Common Stock | holding | — | — | — | 20,623 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $27.71 | Sep 11, 2017 | M | 6,000 | D | — | Mar 1, 2026 | Common Stock | 6,000 | 11,323 | D |
| Employee Stock OptionF3 | $43.45 | Sep 11, 2017 | M | 2,700 | D | — | Feb 5, 2018 | Common Stock | 2,700 | 0 | D |
Explanation of responses
- F1Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II.
- F2Option vested in four equal consecutive annual installments beginning on 09/01/2016.
- F3Option vested on 06/07/2017.