SEC Form 4 · accession 0000860748-17-000085
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roeske
Officer — VP & Chief Accounting Officer
Period of report
Aug 25, 2017
Accepted (ET)
Aug 29, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2017 | M | 7,500 | $23.65 | A | 55,672 | D | |
| Common StockF1 | Aug 25, 2017 | F | 4,853 | $49.40 | D | 50,819 | D | |
| Common Stock | Aug 25, 2017 | M | 8,000 | $27.89 | A | 58,819 | D | |
| Common StockF1 | Aug 25, 2017 | F | 5,642 | $49.40 | D | 53,177 | D | |
| Common Stock | Aug 25, 2017 | M | 8,000 | $29.77 | A | 61,177 | D | |
| Common StockF1 | Aug 25, 2017 | F | 5,848 | $49.40 | D | 55,329 | D | |
| Common Stock | Aug 25, 2017 | M | 13,501 | $43.45 | A | 68,830 | D | |
| Common StockF1 | Aug 25, 2017 | F | 12,400 | $49.40 | D | 56,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $23.65 | Aug 25, 2017 | M | 7,500 | D | — | Feb 2, 2020 | Common Stock | 7,500 | 0 | D |
| Employee Stock OptionF2,F4 | $27.89 | Aug 25, 2017 | M | 8,000 | D | — | Feb 1, 2021 | Common Stock | 8,000 | 0 | D |
| Employee Stock OptionF2,F5 | $29.77 | Aug 25, 2017 | M | 8,000 | D | — | Jan 31, 2022 | Common Stock | 8,000 | 0 | D |
| Employee Stock OptionF2,F6 | $43.45 | Aug 25, 2017 | M | 13,501 | D | — | Feb 5, 2018 | Common Stock | 13,501 | 0 | D |
Explanation of responses
- F1Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option vested in four equal consecutive annual installments beginning on 08/02/2010.
- F4Option vested in four equal consecutive annual installments beginning on 08/01/2011.
- F5Option vested in four equal consecutive annual installments beginning on 07/31/2012.
- F6Option vested on 06/07/2017.