SEC Form 4 · accession 0000860748-17-000080
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Boschelli
Officer — SVP & Chief Investment Officer
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2017 | M | 15,000 | $36.47 | A | 37,612 | D | |
| Common StockF1 | Aug 17, 2017 | F | 12,490 | $48.45 | D | 25,122 | D | |
| Common Stock | Aug 17, 2017 | M | 4,691 | $27.71 | A | 29,813 | D | |
| Common StockF1 | Aug 17, 2017 | F | 3,331 | $48.45 | D | 26,482 | D | |
| Common Stock | Aug 17, 2017 | M | 9,089 | $42.80 | A | 35,571 | D | |
| Common StockF1 | Aug 17, 2017 | F | 8,372 | $48.45 | D | 27,199 | D | |
| Common Stock | holding | — | — | — | 701 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $36.47 | Aug 17, 2017 | M | 15,000 | D | — | Feb 4, 2024 | Common Stock | 0 | 0 | D |
| Employee Stock OptionF2,F4 | $27.71 | Aug 17, 2017 | M | 4,691 | D | — | Mar 1, 2026 | Common Stock | 14,075 | 14,075 | D |
| Employee Stock OptionF2,F5 | $42.80 | Aug 17, 2017 | M | 9,089 | D | — | Feb 5, 2018 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option shares vest in four equal consecutive annual installments beginning 08/04/2014.
- F4Option shares vest in four equal consecutive annual installments beginning 09/01/2016.
- F5Option shares vested on 06/06/2017.