SEC Form 4 · accession 0000860748-16-000242
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Boschelli
Officer — SVP & Chief Investment Officer
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 10,000 | $33.45 | A | 36,659 | D | |
| Common StockF1 | Dec 9, 2016 | F | 8,297 | $44.80 | D | 28,362 | D | |
| Common Stock | holding | — | — | — | 693 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $33.45 | Dec 9, 2016 | M | 10,000 | D | — | Feb 4, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option shares vested in four equal annual installments beginning 08-04-2013.