SEC Form 4 · accession 0000860748-16-000241
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Thomas Evans Jr.
Officer — Sr. VP, Sec. & Gen. Counsel
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | M | 3,000 | $37.15 | A | 23,523 | D | |
| Common StockF1 | Dec 7, 2016 | F | 2,700 | $43.45 | D | 20,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $37.15 | Dec 7, 2016 | M | 3,000 | D | — | Feb 5, 2018 | Common Stock | 3,000 | 0 | D |
| Employee Stock OptionF2,F4 | $43.45 | Dec 7, 2016 | A | 2,700 | A | Jun 7, 2017 | Feb 5, 2018 | Common Stock | 2,700 | 2,700 | D |
Explanation of responses
- F1Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option shares vested in four equal consecutive annual installments begining 08-05-2008.
- F4Automatic restorative option grant pursuant to original 2008 award agreement for the options exercised and reported in this Table II; Issuer's restorative option program was discontinued for all new stock option awards beginning in 2009.