SEC Form 4 · accession 0000860748-16-000239
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Boschelli
Officer — SVP & Chief Investment Officer
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 10,000 | $37.15 | A | 35,748 | D | |
| Common StockF1 | Dec 6, 2016 | F | 9,089 | $42.80 | D | 26,659 | D | |
| Common Stock | holding | — | — | — | 693 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $37.15 | Dec 6, 2016 | M | 10,000 | D | — | Feb 5, 2018 | Common Stock | 10,000 | 0 | D |
| Employee Stock OptionF2,F4 | $42.80 | Dec 6, 2016 | A | 9,089 | A | Jun 6, 2017 | Feb 5, 2018 | Common Stock | 9,089 | 9,089 | D |
Explanation of responses
- F1Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise of options disclosed in Table II.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option shares vested in four equal annual installments beginning 08-05-2008.
- F4Automatic restorative option grant pursuant to original 2008 award agreement for the options exercised and reported in this Table II; Issuer's restorative option program was discontinued for all new stock option awards beginning in 2009.