SEC Form 4 · accession 0000860748-16-000192
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George D Dufala
Officer — President, P&C Division
Period of report
Jul 21, 2016
Accepted (ET)
Jul 22, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 21, 2016 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $34.07 | Jul 21, 2016 | A | 25,624 | A | — | Jul 21, 2026 | Common Stock | 25,624 | 25,624 | D |
| Employee Stock OptionF2,F3 | $34.07 | Jul 21, 2016 | A | 15,000 | A | — | Jul 21, 2026 | Common Stock | 15,000 | 40,624 | D |
Explanation of responses
- F1Award of time-based restricted stock units under the Kemper Corporation 2011 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option shares vest in four equal consecutive annual installments beginning 1/21/2017.