SEC Form 4/A · accession 0000860748-15-000056
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Carl Vie
Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 27, 2015 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 23, 2015 | S | 4,000 | $39.53 | D | 8,000 | I | By Spouse |
| Common StockF3,F2 | Mar 24, 2015 | S | 2,012 | $39.29 | D | 21,000 | D | |
| Common StockF4 | Mar 24, 2015 | S | 164 | $39.43 | D | 0 | I | By R. C. Vie Trust |
| Common Stock | holding | — | — | — | 4,000 | I | By J. K. Vie Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average sale price per share for the transactions executed on 3/23/2015. These sales were executed in multiple lots at prices ranging from $39.42 through $39.64 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or security holder of the issuer.
- F2Table 1 of the original Form 4 inadvertently reported the 3/23/2015 transaction as a sale of shares owned directly rather than indirectly; as a result, the numbers of shares reported as directly and indirectly owned following the transactions were reported incorrectly; the footnotes also showed the transaction dates incorrectly.
- F3This is the weighted average sale price per share for the transactions executed on 3/24/2015. These sales were executed in multiple lots at prices ranging from $39.16 through $39.45 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or security holder of the issuer.
- F4This is the weighted average sale price per share for the transactions executed on 3/24/2015. These sales were executed in multiple lots at prices ranging from $39.40 through $39.45 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or security holder of the issuer.