SEC Form 4 · accession 0000860748-15-000044
KEMPER Corp · KMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Roeske
Officer — Vice President & · Director · Other
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 7,500 | $13.55 | A | 62,490 | D | |
| Common StockF1 | Feb 26, 2015 | F | 4,217 | $37.15 | D | 58,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F3 | $13.55 | Feb 26, 2015 | M | 7,500 | D | — | Feb 3, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1This represents shares withheld by the Issuer for payment of the exercise price and taxes due in connection with the exercise disclosed in Table II.
- F2Option to buy stock with tandem stock appreciation right.
- F3Option shares vest in four equal consecutive annual installments beginning 08/03/2009.