SEC Form 4 · accession 0001250902-16-000141
TYLER TECHNOLOGIES INC · TYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Yeaman
Officer — Chairman of the Board · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 10:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 200 | $142.48 | D | 306,215 | D | |
| Common StockF2,F1 | Dec 13, 2016 | M | 5,755 | $29.72 | A | 311,970 | D | |
| Common StockF2 | Dec 13, 2016 | S | 5,755 | $146.50 | D | 306,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $29.72 | Dec 13, 2016 | M | 5,755 | D | — | Dec 15, 2021 | Common Stock | 5,755 | 245 | D |
Explanation of responses
- F1Includes 4,500 shares held in a foundation in which Mr. Yeaman is deemed to have shared voting power.
- F2Acquired through the exercise of stock options
- F3Option has graded vesting. Date exercisable will vary with each vesting tranche.