SEC Form 4 · accession 0001250902-16-000119
TYLER TECHNOLOGIES INC · TYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Yeaman
Officer — Chairman of the Board · Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 12:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 29, 2016 | M | 1,000 | $15.00 | A | 308,871 | D | |
| Common StockF2 | Aug 29, 2016 | S | 1,000 | $167.06 | D | 307,871 | D | |
| Common StockF1,F2 | Aug 30, 2016 | M | 12,190 | $15.00 | A | 320,061 | D | |
| Common StockF2 | Aug 30, 2016 | S | 12,190 | $167.03 | D | 307,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $15.00 | Aug 29, 2016 | M | 1,000 | D | — | May 15, 2018 | Common Stock | 1,000 | 12,190 | D |
| OptionF3 | $15.00 | Aug 30, 2016 | M | 12,190 | D | — | May 15, 2018 | Common Stock | 12,190 | 0 | D |
Explanation of responses
- F1Acquired through the exercise of stock options
- F2Includes 3,000 shares held in a foundation in which Mr. Yeaman is deemed to have shared voting power.
- F3Option has graded vesting. Date exercisable will vary with each vesting tranche