SEC Form 4 · accession 0001250902-16-000116
TYLER TECHNOLOGIES INC · TYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin R Womble
Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2016 | M | 5,755 | $15.00 | A | 221,705 | D | |
| Common StockF2 | Aug 17, 2016 | S | 5,755 | $162.53 | D | 215,950 | D | |
| Common StockF1,F2 | Aug 18, 2016 | M | 28,006 | $15.00 | A | 243,956 | D | |
| Common StockF2 | Aug 18, 2016 | S | 28,006 | $162.78 | D | 215,950 | D | |
| Common StockF1,F2 | Aug 19, 2016 | M | 1,239 | $15.00 | A | 217,189 | D | |
| Common StockF2 | Aug 19, 2016 | S | 1,239 | $162.50 | D | 215,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $15.00 | Aug 17, 2016 | M | 5,755 | D | — | May 15, 2018 | Common Stock | 5,755 | 119,245 | D |
| OptionF3 | $15.00 | Aug 18, 2016 | M | 28,006 | D | — | May 15, 2018 | Common Stock | 28,006 | 91,239 | D |
| OptionF3 | $15.00 | Aug 19, 2016 | M | 1,239 | D | — | May 15, 2018 | Common Stock | 1,239 | 90,000 | D |
Explanation of responses
- F1Acquired through the exercise of stock options
- F2Includes 360 shares held in a trust f/b/o Mr. Womble's children, a trust in which Mr. Womble is deemed to have sole voting and investment power
- F3Option has graded vesting. Date exercisable will vary with each vesting tranche.