SEC Form 4 · accession 0001250902-15-000047
TYLER TECHNOLOGIES INC · TYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin R Womble
Officer — Executive Vice President · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | M | 40,000 | $15.00 | A | 244,451 | D | |
| Common StockF2 | Oct 26, 2015 | S | 40,000 | $172.18 | D | 204,451 | D | |
| Common StockF1,F2 | Oct 27, 2015 | M | 1,100 | $15.00 | A | 205,551 | D | |
| Common StockF2 | Oct 27, 2015 | S | 1,100 | $172.45 | D | 204,451 | D | |
| Common StockF1,F2 | Oct 27, 2015 | M | 6,666 | $15.00 | A | 211,117 | D | |
| Common StockF3,F2 | Oct 27, 2015 | M | 5,000 | $16.33 | A | 216,117 | D | |
| Common StockF4,F2 | Oct 27, 2015 | M | 955 | $19.20 | A | 217,072 | D | |
| Common StockF5,F2 | Oct 27, 2015 | M | 6,020 | $16.61 | A | 223,092 | D | |
| Common StockF1,F2 | Oct 28, 2015 | M | 23,900 | $15.00 | A | 246,992 | D | |
| Common StockF2 | Oct 28, 2015 | S | 23,900 | $172.25 | D | 223,092 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF6 | $15.00 | Oct 26, 2015 | M | 40,000 | D | — | May 15, 2018 | Common Stock | 40,000 | 179,566 | D |
| OptionF6 | $15.00 | Oct 27, 2015 | M | 7,766 | D | — | May 15, 2018 | Common Stock | 7,766 | 171,800 | D |
| Common StockF6 | $16.33 | Oct 27, 2015 | M | 5,000 | D | — | Jun 15, 2019 | Common Stock | 5,000 | 20,000 | D |
| OptionF6 | $19.20 | Oct 27, 2015 | M | 955 | D | — | Dec 15, 2019 | Common Stock | 955 | 24,045 | D |
| OptionF6 | $16.61 | Oct 27, 2015 | M | 6,020 | D | — | Jun 15, 2020 | Common Stock | 6,020 | 23,980 | D |
| OptionF6 | $15.00 | Oct 28, 2015 | M | 23,900 | D | — | May 15, 2018 | Common Stock | 23,900 | 147,900 | D |
Explanation of responses
- F1Acquired through the exercise of stock options with an exercise price of $15.00 per share.
- F2Includes 150 shares held in a trust for the benefit of Mr. Womble's minor children, a trust in which Mr. Womble is deemed to have sole voting and investment power.
- F3Acquired through the exercise of stock options with an exercise price of $16.33 per share.
- F4Acquired through the exercise of stock options with an exercise price of $19.20 per share.
- F5Acquired through the exercise of stock options with an exercise price of $16.61 per share.
- F6Option has graded vesting. Date exercisable will vary with each vesting tranche.