SEC Form 4/A · accession 0001240085-17-000014
TYLER TECHNOLOGIES INC · TYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John S Marr Jr.
Officer — CEO and Chairman of the Board · Director
Period of report
May 16, 2017
Accepted (ET)
May 24, 2017 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 16, 2017 | M | 12,000 | $16.61 | A | 355,437 | I | See footnote (3) |
| Common StockF4 | May 16, 2017 | S | 12,000 | $168.37 | D | 343,437 | I | See footnote (4) |
| Common StockF5,F6 | May 17, 2017 | M | 11,960 | $16.61 | A | 355,397 | I | See footnote (6) |
| Common StockF7 | May 17, 2017 | S | 11,960 | $167.01 | D | 343,437 | I | See footnote (7) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through the exercise of stock options.
- F2The original filing did not correctly distinguish between Direct and Indirect ownership of the shares.
- F3Includes shares owned both directly and indirectly by the reporting person, as follows: (a) 227,910 shares owned directly; (b) 28,000 shares owned indirectly, which are held in a descendant's trust in which Mr. Marr is deemed to have shared voting and/or dispositive power; and (b) 99,527 shares owned indirectly, which are held in a partnership in which Mr. Marr is the general partner (the partnership is owned 99% by a trust in which Mr. Marr's children are the beneficiaries and 1% by the general partner). The reporting person disclaims beneficial ownership of the securities identified as owned indirectly except to the extent of his pecuniary interest therein.
- F4Includes shares owned both directly and indirectly by the reporting person, as follows: (a) 215,910 shares owned directly; (b) 28,000 shares owned indirectly, which are held in a descendant's trust in which Mr. Marr is deemed to have shared voting and/or dispositive power; and (c) 99,527 shares owned indirectly, which are held in a partnership in which Mr. Marr is the general partner (the partnership is owned 99% by a trust in which Mr. Marr's children are the beneficiaries and 1% by the general partner). The reporting person disclaims beneficial ownership of the securities identified as owned indirectly except to the extent of his pecuniary interest therein.
- F5Acquired through the exercise of stock options.
- F6Includes shares owned both directly and indirectly by the reporting person, as follows: (a) 227,870 shares owned directly; (b) 28,000 shares owned indirectly, which are held in a descendant's trust in which Mr. Marr is deemed to have shared voting and/or dispositive power; and (c) 99,527 shares owned indirectly, which are held in a partnership in which Mr. Marr is the general partner (the partnership is owned 99% by a trust in which Mr. Marr's children are the beneficiaries and 1% by the general partner). The reporting person disclaims beneficial ownership of the securities identified as owned indirectly except to the extent of his pecuniary interest therein.
- F7Includes shares owned both directly and indirectly by the reporting person, as follows: (a) 215,910 shares owned directly; (b) 28,000 shares owned indirectly, which are held in a descendant's trust in which Mr. Marr is deemed to have shared voting and/or dispositive power; and (c) 99,527 shares owned indirectly, which are held in a partnership in which Mr. Marr is the general partner (the partnership is owned 99% by a trust in which Mr. Marr's children are the beneficiaries and 1% by the general partner). The reporting person disclaims beneficial ownership of the securities identified as owned indirectly except to the extent of his pecuniary interest therein.