SEC Form 4 · accession 0001209191-19-009137
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Steele
Officer — SVP & Chief Human Res. Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2019 | M | 73,125 | $37.18 | A | 150,859 | D | |
| Common Stock | Feb 7, 2019 | F | 39,455 | $140.62 | D | 111,404 | D | |
| Common Stock | holding | — | — | — | 25,571 | I | By 2017 GRAT (Reporting Person, Trustee) | |
| Common Stock | holding | — | — | — | 15,163 | I | By JS Trust (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 7,582 | I | By CS Trust (Spouse, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $37.18 | Feb 7, 2019 | M | 37,500 | D | — | Feb 6, 2023 | Common Stock | 37,500 | 0 | D |
| Stock Appreciation RightF2 | $37.18 | Feb 7, 2019 | M | 35,625 | D | — | Feb 6, 2023 | Common Stock | 35,625 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014.
- F2The stock appreciation rights vested at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets.