SEC Form 4 · accession 0001209191-19-008176
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn A. Torres
Officer — SVP-Payer Contracting & Align.
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | M | 7,000 | $68.96 | A | 11,237 | D | |
| Common Stock | Feb 5, 2019 | M | 3,877 | $69.58 | A | 15,114 | D | |
| Common Stock | Feb 5, 2019 | M | 5,125 | $77.13 | A | 20,239 | D | |
| Common Stock | Feb 5, 2019 | M | 7,340 | $81.96 | A | 27,579 | D | |
| Common Stock | Feb 5, 2019 | M | 4,575 | $101.16 | A | 32,154 | D | |
| Common Stock | Feb 5, 2019 | F | 19,549 | $139.72 | D | 12,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $68.96 | Feb 5, 2019 | M | 7,000 | D | — | Feb 4, 2025 | Common Stock | 7,000 | 0 | D |
| Stock Appreciation RightF2 | $69.58 | Feb 5, 2019 | M | 3,877 | D | — | Jan 29, 2026 | Common Stock | 3,877 | 1,293 | D |
| Stock Appreciation RightF3 | $77.13 | Feb 5, 2019 | M | 5,125 | D | — | Jul 29, 2026 | Common Stock | 5,125 | 5,125 | D |
| Stock Appreciation RightF4 | $81.96 | Feb 5, 2019 | M | 7,340 | D | — | Feb 1, 2027 | Common Stock | 7,340 | 7,340 | D |
| Stock Appreciation RightF5 | $101.16 | Feb 5, 2019 | M | 4,575 | D | — | Jan 31, 2028 | Common Stock | 4,575 | 13,725 | D |
Explanation of responses
- F1The stock appreciation rights vested in four equal annual installments beginning on February 4, 2016.
- F2The stock appreciation rights vest in four equal annual installments beginning on January 29, 2017.
- F3The stock appreciation rights vest in four equal annual installments beginning on July 29, 2017.
- F4The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018.
- F5The stock appreciation rights vest in four equal annual installments beginning on January 31, 2019.