SEC Form 4 · accession 0001209191-18-058041
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan B Perlin
Officer — Pres-Clinical Services & CMO
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | M | 12,500 | $37.18 | A | 107,625 | D | |
| Common StockF1 | Nov 7, 2018 | F | 6,909 | $141.65 | D | 100,716 | D | |
| Common StockF1 | holding | — | — | — | 1,182 | I | By 2011 GRAT, Reporting Person Trustee | |
| Common Stock | holding | — | — | — | 3,846 | I | By 2012 GRAT, Reporting Person Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $37.18 | Nov 7, 2018 | M | 12,500 | D | — | Feb 6, 2023 | Common Stock | 12,500 | 42,500 | D |
Explanation of responses
- F1Due to administrative error, 269 shares that were indirectly held by the reporting person in the 2011 GRAT were inadvertently reported as being directly held by the reporting person in the Form 4 filed on November 5, 2013 and all subsequent Form 4 filings through July 27, 2018.
- F2The stock appreciation rights vested in four equal annual installments beginning on February 6, 2014.