SEC Form 4 · accession 0001209191-18-056949
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Cuffe
Officer — President-Physician Services
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2018 | M | 11,875 | $37.18 | A | 32,790 | D | |
| Common StockF2 | Oct 31, 2018 | F | 6,679 | $133.53 | D | 26,111 | D | |
| Common StockF2 | Nov 2, 2018 | S | 5,196 | $136.52 | D | 20,915 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $37.18 | Oct 31, 2018 | M | 11,875 | D | — | Feb 6, 2023 | Common Stock | 11,875 | 0 | D |
Explanation of responses
- F1The exercise of stock appreciation rights and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 1,608.1769 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- F3The stock appreciation rights vested at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the achievement of certain annual EBITDA performance targets.