SEC Form 4 · accession 0001209191-18-045766
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Bruce Moore Jr.
Officer — Group President - Service Line
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 50,000 | $22.95 | A | 177,926 | D | |
| Common Stock | Aug 3, 2018 | F | 25,023 | $130.16 | D | 152,903 | D | |
| Common Stock | holding | — | — | — | 8,489 | I | By MAM Trust (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 12,435 | I | By MRM Trust (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 8,489 | I | By TCM Trust (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 109,392 | I | By 2016 GRAT (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 90,608 | I | By 2017 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $22.95 | Aug 3, 2018 | M | 50,000 | D | — | Feb 8, 2022 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets.