SEC Form 4 · accession 0001209191-18-045765
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Hall
Officer — Group President
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2018 | M | 34,125 | $17.33 | A | 98,124 | D | |
| Common Stock | Aug 3, 2018 | S | 34,125 | $129.93 | D | 63,999 | D | |
| Common Stock | Aug 3, 2018 | M | 150,000 | $22.95 | A | 213,999 | D | |
| Common Stock | Aug 3, 2018 | F | 75,068 | $130.16 | D | 138,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $17.33 | Aug 3, 2018 | M | 34,125 | D | — | Nov 2, 2021 | Common Stock | 34,125 | 0 | D |
| Stock Appreciation RightF2 | $22.95 | Aug 3, 2018 | M | 75,000 | D | — | Feb 8, 2022 | Common Stock | 75,000 | 0 | D |
| Stock Appreciation RightF3 | $22.95 | Aug 3, 2018 | M | 75,000 | D | — | Feb 8, 2022 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1The option vested in three equal annual installments beginning on November 2, 2013.
- F2The stock appreciation rights vested at the end of fiscal years 2012, 2013, 2014 and 2015 based upon the achievement of certain annual EBITDA performance targets.
- F3The stock appreciation rights vested in four equal annual installments beginning on February 8, 2013.